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Restaurant HACCP Plan

Special processes

Food Safety Standards for Seafood: Rules for Restaurants

Food safety standards for seafood: receiving, parasite destruction, histamine, shellfish tags, raw fish advisories and HACCP controls for kitchens.

Published Limits cite the FDA Food Code 2022

On this page (20)
  1. Food safety standards for seafood at a glance
  2. Who the federal seafood HACCP rule covers
  3. Seafood under the FDA Food Code
  4. Seafood hazards and their controls
  5. Flow diagram: raw fish for sushi or crudo
  6. Hazard analysis table for a seafood restaurant
  7. Critical control points for restaurant seafood
  8. Records seafood operations must keep
  9. Corrective actions for seafood
  10. Thawing frozen fish safely
  11. Receiving seafood step by step
  12. Training raw bar and sushi staff
  13. Smoked fish and cured fish
  14. Seafood on buffets and in catering
  15. Consumer advisory for raw seafood
  16. Prerequisite programs for seafood
  17. Verification
  18. Writing your seafood HACCP plan
  19. Build your seafood controls
  20. FAQ

Food safety standards for seafood are stricter than for most foods, and for good reason. Fish and shellfish bring hazards that cooking does not always fix: parasites in fish served raw, histamine in tuna that has warmed up on the boat, Vibrio in raw oysters, and natural toxins in some reef fish.

In the US the standards come from two rulebooks. Processors follow the federal seafood HACCP regulation, 21 CFR Part 123, with hazards described in the FDA Fish and Fishery Products Hazards and Controls Guidance. Restaurants follow the FDA Food Code 2022 as adopted by their state. This guide covers both, focusing on what a restaurant, sushi bar or raw bar has to do.

Food safety standards for seafood at a glance

StandardRequirementSource
Approved sourceLicensed dealers; shellfish from ICSSL-listed shippersFood Code 3-201.11, 3-201.15
Receiving temperature41°F or below; live shellfish 45°F air temperature or belowFood Code 3-202.11
Parasite destructionFrozen at required time and temperature before raw serviceFood Code 3-402.11
Shellfish tagsKept 90 days after container emptiedFood Code 3-203.12
Cooking145°F for 15 seconds for fishFood Code 3-401.11
Consumer advisoryRequired for raw or undercooked seafoodFood Code 3-603.11
HistamineKeep scombroid fish at 41°F or below from catch to plateFDA Hazards Guide
Reduced oxygen packagingFrozen until use or a written HACCP planFood Code 3-502.12

The cooking temperatures are explained in more detail in our guide to fish cooking temperature.

Who the federal seafood HACCP rule covers

FDA's seafood HACCP regulation is 21 CFR Part 123. It requires processors of fish and fishery products to conduct a hazard analysis and, where hazards are reasonably likely, to have a written HACCP plan, along with sanitation monitoring. "Processing" is defined broadly, including handling, storing, preparing, freezing, packing, labeling and holding.

The same definitions section, 21 CFR 123.3, lists what the regulation does not apply to, and the operation of a retail establishment is on that list. Restaurants and retail fish counters that sell to consumers are therefore not covered by Part 123. Their seafood controls come from the state food code.

If you sell fish to other businesses (smoked salmon to cafés, portioned fish to other restaurants), you may become a processor. Talk to FDA or your state agency before you start wholesale sales.

Where the FDA hazards guide helps anyway

FDA publishes the Fish and Fishery Products Hazards and Controls Guidance. It is written for processors, but it is the most detailed public source on seafood hazards by species. Restaurant teams can use it to look up which hazards apply to a species they buy, such as which fish are associated with parasites, histamine, or natural toxins.

Seafood under the FDA Food Code

The FDA Food Code 2022 has several sections specific to seafood:

  • Parasite destruction for fish served raw or undercooked (3-402.11) and records (3-402.12).
  • Shellstock identification and tag retention (3-203.11, 3-203.12).
  • Approved sources for fish and shellfish (3-201.14 to 3-201.16).
  • Reduced oxygen packaging of fish (3-502.12), which has extra restrictions.
  • Cooking of fish to 145°F for 15 seconds (3-401.11).
  • Consumer advisory for raw and undercooked animal foods (3-603.11).

A written HACCP plan is required under 8-201.13 when you use a special process, such as smoking fish for preservation or reduced oxygen packaging, or ask for a variance. Most restaurants that simply cook and serve fish are not required to have one, but writing the seafood section into your overall plan is good practice. See when a HACCP plan is required.

Seafood hazards and their controls

Parasites in fish served raw

Some fish carry parasites such as roundworms and tapeworms. Cooking kills them. If you serve fish raw, undercooked, marinated or partly cooked (sushi, sashimi, ceviche, crudo, tartare, cold-smoked fish), the Food Code requires parasite destruction by freezing before service, unless the fish is exempt. The freezing options in 3-402.11 are:

  • Frozen and stored at -4°F or below for a minimum of 168 hours (7 days) in a freezer.
  • Frozen at -31°F or below until solid and stored at -31°F or below for a minimum of 15 hours.
  • Frozen at -31°F or below until solid and stored at -4°F or below for a minimum of 24 hours.

Some species and products are exempt, including molluscan shellfish, some tuna species, and certain aquacultured fish raised under controlled conditions and fed formulated feed, with supplier documentation. Check the current exemptions in the code you follow and keep any supplier letters on file.

Most restaurant freezers do not reach -31°F, and many do not reliably hold -4°F. That is why many sushi restaurants buy fish already frozen by the supplier and keep the supplier's written statement. Section 3-402.12 requires records:

  • If you freeze fish yourself, keep freezing temperature and time records.
  • If the supplier freezes it, keep a written agreement or statement from the supplier that it was frozen to the required standard.
  • For aquacultured fish relying on the exemption, keep the supplier's written statement.
  • Keep these records for 90 calendar days beyond the time of service or sale.

This is the most commonly cited seafood issue in sushi inspections. If you serve raw fish, the records must be in the building.

Histamine (scombrotoxin)

Certain fish, including tuna, mahi-mahi, mackerel, bluefish, sardines and anchovies, can form histamine when they are kept too warm after catch. Histamine causes scombrotoxin poisoning, with symptoms such as flushing, headache, rash and nausea shortly after eating. Cooking, freezing and canning do not destroy histamine once it forms.

Controls in a restaurant:

  • Approved suppliers who keep fish cold from boat to door.
  • Receiving checks: fish at 41°F or below, or frozen solid. Reject anything warm, soft or with an off odor. Note that you cannot smell histamine reliably; temperature history is the real control.
  • Cold holding at 41°F or below at all times.
  • Short time out of refrigeration during cutting and prep.

21 CFR 123.3 defines scombroid toxin-forming species and the FDA hazards guide lists them by name, which helps when you add a new species.

Pathogens in raw molluscan shellfish

Raw oysters, clams and mussels can carry Vibrio bacteria and norovirus from their growing waters. Cooking reduces the risk; raw service relies on sourcing and cold control.

  • Buy only from certified shippers listed on the Interstate Certified Shellfish Shippers List or approved by your state.
  • Receive shellstock at an air temperature of 45°F or below, with an internal temperature of 50°F or below, as the Food Code allows, then cool to 41°F.
  • Keep each container's tag attached until the container is empty, then keep the tag for 90 calendar days, in order by date.
  • Do not mix shellstock from different tags in one container.
  • Post a consumer advisory for raw oysters.

Pathogens in cooked seafood

Cooked fish and shellfish are TCS foods. Cook to 145°F for 15 seconds (3-401.11), then hold hot at 135°F or above or cool following the 135 to 70 to 41 rule. Crab cakes, seafood salads and chowders are typical items that are cooked, cooled and held.

Clostridium botulinum in vacuum-packed fish

Vacuum-packed fish is a known risk for C. botulinum type E, which can grow at refrigeration temperatures in low-oxygen conditions. The Food Code puts specific limits on reduced oxygen packaging of fish: generally, fish must be frozen before, during and after packaging unless it meets narrow conditions. This is not a process to start without a HACCP plan and a talk with your health department. See our reduced oxygen packaging HACCP plan page.

Allergens

Fish and crustacean shellfish are both major food allergens. Fish sauce, anchovy paste, Worcestershire sauce and some dressings contain fish. Train staff to know where they appear. See food allergen control plan.

Flow diagram: raw fish for sushi or crudo

Receive frozen or chilled fishCheck freezing records · CCP 1Thaw under refrigerationCold hold at 41°F · CCP 2Cut and portionServe with advisory
Raw fish for sushi or crudo. Steps marked CCP are critical control points with a measurable limit.

For fish the restaurant freezes itself, add a freezing step with time and temperature monitoring as the CCP.

Hazard analysis table for a seafood restaurant

StepHazardSignificant?Control
Receive tunaHistamine from prior temperature abuseYesApproved supplier, receive at 41°F or below or frozen
Receive salmon for raw serviceParasitesYesCCP 1: parasite destruction records
Receive oystersVibrio, norovirusYesCertified shipper, tags, 45°F air receiving
Cold holdPathogen growth, histamineYesCCP 2: 41°F or below
Cook fishSurvival of pathogensYesCCP: 145°F for 15 s
Cool chowderSpore-former growthYesCCP: two-stage cooling
Serve raw itemsIncreased risk to consumersYesConsumer advisory

Write a reason for each line. See hazard analysis examples for the format.

Critical control points for restaurant seafood

CCPCritical limitMonitoringCorrective actionRecord
Parasite destruction (raw fish)Food Code 3-402.11 freezing time and temperature, or valid exemptionCheck supplier statement for each lot, or freezer log if freezing in houseDo not serve raw; cook or discardSupplier letters, freezer log, kept 90 days
Cold holding41°F or belowProbe fish every 2 to 4 hoursAssess time; discard histamine-forming fish if temperature abuse is unknownHolding log
Cooking145°F for 15 sProbe each batchContinue cookingCook log
Cooling (cooked seafood)135 to 70°F in 2 h; to 41°F in 6 hProbe start, 2 h, endReheat and restart, or discardCooling log
Shellstock receiving45°F air, 50°F internal, then cool to 41°FCheck at receivingRejectReceiving log, tags
Poultry, stuffed meats165°F<1 s, §3-401.11(A)(3)Reheat for hot holding165°F15 s, §3-403.11(A)Ground meat, injected meat155°F17 s, §3-401.11(A)(2)Whole-muscle meat, fish, eggs served now145°F15 s, §3-401.11(A)(1)Hot holding135°F§3-501.16(A)(1)Cold holding41°F§3-501.16(A)(2)
Common Food Code 2022 critical limits for restaurants, with section numbers. Your state's adopted edition may differ.

Records seafood operations must keep

Print the logs from free logs.

Corrective actions for seafood

  • No parasite destruction records for fish meant for raw service: do not serve it raw. Cook it or discard it. Contact the supplier for documentation.
  • Fish received above 41°F (or not frozen solid if delivered frozen): reject.
  • Histamine-forming fish found above 41°F for an unknown time: discard. Cooking will not help.
  • Shellstock without a tag: do not accept it. If a tag is lost after receiving, follow your health department's direction.
  • Cooling failure on cooked seafood: reheat and restart if stage 1 failed, discard if stage 2 failed.

See HACCP corrective actions examples.

Thawing frozen fish safely

Frozen fish has to be thawed in a way that keeps it out of the danger zone. The Food Code allows thawing under refrigeration at 41°F or below, under cool running water at 70°F or below, in a microwave if cooked immediately, or as part of cooking. For reduced oxygen packaged fish labeled to be kept frozen until use, the Food Code adds a specific rule (3-501.13): take the fish out of the package before thawing it under refrigeration, or before or right after thawing it under running water. Many vacuum-packed fish boxes print this instruction on the label, and inspectors look for it. That rule exists because of the C. botulinum type E risk. Write the thawing method you use into the plan and teach it to the prep team.

Receiving seafood step by step

A receiving routine that covers the main seafood hazards:

  1. Check the supplier is on your approved list.
  2. Probe fresh fish between fillets or in the belly cavity. Accept at 41°F or below.
  3. Check frozen fish is frozen solid with no signs of thawing and refreezing, such as large ice crystals or liquid in the box.
  4. For shellstock, check the air temperature of the truck or the box and the tag on every container. Confirm the tag has the harvest date, area and certification number.
  5. For fish you will serve raw, confirm the parasite destruction statement is on file for that supplier and species.
  6. Record all of it on the receiving log.
  7. Put fish away immediately on ice or in the coldest part of the cooler.

Training raw bar and sushi staff

The people who cut and serve raw fish need specific training beyond general food safety: which fish need parasite destruction and where the records are kept, why histamine fish must stay cold even for a few minutes, how to keep shellstock tags with their containers, and the exact consumer advisory wording. Norovirus spreads through ready-to-eat foods, so the employee health policy matters more than usual at a raw bar. Keep training sign-offs for each person. See HACCP training for restaurant staff.

Smoked fish and cured fish

Smoking fish for preservation, curing fish (gravlax, for example), and making ceviche each bring their own hazards. Hot smoking cooks the fish; cold smoking does not, so parasite destruction and Listeria control matter. Curing for preservation is a special process under 3-502.11 that requires a variance and a HACCP plan. Ceviche uses acid for flavor and texture, but acid does not reliably kill parasites, so fish for ceviche still needs parasite destruction. Our cured and smoked foods HACCP plan post goes into detail.

Seafood on buffets and in catering

Seafood displays on ice look great and are hard to keep cold. Shrimp cocktail, oysters and poke bowls on a buffet need ice that reaches up around the food, not just under it, and a probe check every 2 hours. Swap out trays rather than topping up. If you cannot hold 41°F, use time as a public health control with a 4-hour discard. See our HACCP plan for catering for transport and venue holding.

Consumer advisory for raw seafood

The Food Code requires a consumer advisory when raw or undercooked animal foods are served (3-603.11). It has two parts: a disclosure that identifies the items (with an asterisk on the menu, for example) and a reminder stating that eating raw or undercooked seafood may increase your risk of foodborne illness. Check whether your health department uses specific wording, and make sure the advisory appears on delivery app menus too.

Prerequisite programs for seafood

  • Approved sources: keep supplier lists and certifications.
  • Separate storage: raw seafood below ready-to-eat foods; shellstock in its original container.
  • Ice management: ice used to hold fish is not used for drinks. Drain melt water so fish does not sit in it.
  • Cleaning and sanitizing cutting boards and knives between raw fish and other foods. See sanitation SOP.
  • Employee health and handwashing. Norovirus spreads easily through ready-to-eat foods like sushi.

Verification

  • Monthly check that parasite destruction letters cover every species and supplier you use for raw service.
  • Weekly manager review of holding and receiving logs.
  • Spot-check tag files: are they complete, in date order, and older than 90 days only when they should be discarded?
  • Review the plan when you add a species, supplier or raw menu item.

See HACCP verification and record keeping.

Writing your seafood HACCP plan

  1. List every seafood item and whether it is served raw, undercooked, cooked, or cooked and cooled.
  2. For each species, note the hazards from the FDA hazards guide (parasites, histamine, toxins).
  3. Draw flow diagrams for raw service, cooked service and cooked-cooled items.
  4. Set CCPs with Food Code limits and cite the sections.
  5. Write the records, especially parasite letters and shellstock tags.
  6. Add the consumer advisory wording.
  7. If you vacuum pack, smoke or cure fish, add a special process section and talk to your health department.

For sushi rice, which often sits beside raw fish in the same plan, see our HACCP plan for sushi rice. For the overall structure, see how to write a HACCP plan.

Build your seafood controls

Most seafood kitchens do not need a federal HACCP plan, but they do need the controls above on paper. The HACCP plan builder writes receiving, freezing, holding and cooking controls into a plan with logs. If you vacuum pack fish, read the reduced oxygen packaging HACCP plan guide first. Start free with one process; the plan is a draft for your health department to review.

Frequently asked questions

What are the food safety standards for seafood in restaurants?

Approved sources, cold receiving and storage at 41°F or below, parasite destruction freezing for raw fish, shellfish tag retention for 90 days, cooking to 145°F unless a consumer advisory applies, and histamine control.

Do restaurants need a seafood HACCP plan?

The federal seafood HACCP rule covers processors. Restaurants usually do not need one unless they process seafood for wholesale, use reduced oxygen packaging, smoke fish, or need a variance.

How cold must fish be frozen for sushi?

Freeze at -4°F or below for 7 days, or -31°F or below until solid then held at -31°F for 15 hours, or -31°F until solid then -4°F for 24 hours.

How long do I keep shellfish tags?

90 days from the date the last shellfish from the container was sold or served, in date order.